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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-03-18 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bice Wealth Management | Mooresville | NC | 03/2015 | 10/2016 |
| Sagepoint Financial | Phoenix | AZ | 08/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 10/2016 | Present |
| Raymond James & Associates | Winston-Salem | NC | 02/2021 | Present |
(1)Name of Business: Address: 301 N Rose Ave, Kannapolis, NC, 28083, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Lakeside Getaways LLC Address: 204 Quiet Cove Rd, Mooresville, NC, 28117, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor, Borrower Investment Related: Yes Start Date: 02/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing short-term rentals through Airbnb and VRBO for our previous home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-15 |
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