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Zachary Draus

Ubs Financial Services Inc.

Chicago, IL

Munster, IN

CRD 6470115

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-21
IL RA APPROVED 2025-08-06
  • IN RA
    APPROVED
    Since 2026-05-21
  • IL RA
    APPROVED
    Since 2025-08-06

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Munster, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Chicago IL 08/2016 11/2021
Sentinus-Halo Securities, Llc Chicago IL 12/2021 05/2022
Sentinus, Llc Chicago IL 12/2021 05/2022
Massmutual Life Insurance Co Chicago IL 06/2022 05/2023
Mml Investors Services, Llc Chicago MI 06/2022 05/2023
Citigroup Chicago IL 05/2023 07/2025
Ubs Financial Services, Inc Chicago IL 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
  • S66 Uniform Combined State Law Examination
    2017-08-21
Designations
  • Chartered Financial Consultant
Other Names
  • Zachary Gage Draus
  • Zachary G Draus
  • Zachary G. Draus

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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