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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
10410 Hwy 6, Missouri City, TX 77459 • United States
12401 S Post Oak, Houston, TX 77045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Metuchen | NJ | 03/2015 | Present |
| Jpmorgan Chase Bank | Metuchen | NJ | 03/2015 | 01/2017 |
| Uber | South Bound Brook | NJ | 11/2015 | 01/2017 |
| Jp Morgan Chase Bank, N.A. | South Plainfield | NJ | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-07 |
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