Matthew Thomas Foley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2021
  Massmutual Life Insurance Company
  Melville, NY
• 05/2015 → 12/2021
  Mml Investors Services Llc
  Melville, NY
• 12/2021 → Present
  Lpl Financial Llc
  Melville, NY

Previous Registrations

• 2021-06-14 → 2021-12-31
  Mml Investors Services, Llc
  Melville, NY

Other Businesses

1)12/2021- The Sterling Wealth Group, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Melville, NY 2) 12/2021- Melville, NY - Non-Variable Insurance- Agent selling life and medicare health plans - inv. related- Melville, NY- start dat 12/2021 3) 09/14/2022 - Sterling Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2020 - 320 Hours Per Month/8 Hours During Securities Trading 4) 07/26/2024 - Business Bartitone Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/15/2023 - 1 Hour Per Month/ 0 hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-08-10

Other Names

• Matthew Foley