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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-02
  • NC RA
    APPROVED
    Since 2017-08-02

Branch Locations

630 Davis Drive Suite 128, Morrisville, NC 27560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Morrisville NC 03/2015 Present
World Financial Group, Inc. Morrisville NC 11/2014 Present
Datalenty Inc. Apex NC 05/2014 Present
Hcc Medical Insurance Service Indianapolis IN 07/2017 Present
International Medical Group Indianapolis IN 11/2017 Present
Lyft Apex NC 04/2023 Present
  • 03/2015 → Present
    Transamerica Financial Advisors, Inc
    Morrisville, NC
  • 11/2014 → Present
    World Financial Group, Inc.
    Morrisville, NC
  • 05/2014 → Present
    Datalenty Inc.
    Apex, NC
  • 07/2017 → Present
    Hcc Medical Insurance Service
    Indianapolis, IN
  • 11/2017 → Present
    International Medical Group
    Indianapolis, IN
  • 04/2023 → Present
    Lyft
    Apex, NC
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DATALENTY INC./INVESTMENT RELATED - NO/1814 GRANDE MAISON DR, APEX NC 27502 #10;9193869388/IT CONSULTING/PRESIDENT/04.2014/200/130/PROVIDE IT CONSULTING TO CUSTOMER AND MANAGE DAY TO DAY OPERATION#10;#10; HCC Medical Insurance Services / Investment Related: No / 251 N Illinois Street Suite 600, Indianapolis, IN 46204 / Producer - When prospects approaches for help on international traveler medical coverage needs, provides the solution to them. International Medical Group/ Non Investment Related/ Independent Producer/ 2960 North Meridian St Indianapolis IN 46208/ 1HRS/MTH/ Sell International medical ins to those travel to USA/ TFA approved with Restrictions LYFT POSITION: Driver NATURE: Transportation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 1814 grande Maison Dr., Apex NC 27502, United States DESCRIPTION: using Lyft app to match with a passenger in need of transportation service and render the service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-20
S63 Uniform Securities Agent State Law Examination 2015-07-24
  • S65 Uniform Investment Adviser Law Examination
    2017-06-20
  • S63 Uniform Securities Agent State Law Examination
    2015-07-24

View on SEC IAPD

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