Lyre Lijun Yan Rozelle

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2021
  Jp Morgan Security Llc
  Santa Cruz, CA
• 03/2015 → 10/2021
  Jp Morgan Chase Bank
  Santa Cruz, CA
• 11/2021 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 11/2021 → 03/2022
  Bank Of America N.A.
  San Jose, CA
• 04/2022 → 01/2023
  Pruco Securities Llc
  San Jose, CA
• 10/2022 → 01/2023
  The Prudential Insurance Company Of America
  San Jose, CA
• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2022-09-09 → 2023-01-26
  Pruco Securities, Llc.
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-09-09
• S63 Uniform Securities Agent State Law Examination
  2015-05-13

Other Names

• Lyre Rozelle
• Lyre L Rozelle
• Lijun Y Rozelle
• Lijun Yan Rozelle
• Lijun Rozelle
• Lyre Lijun Yan Rozelle