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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pittsford | NY | 03/2015 | 10/2019 |
| Lpl Financial | Pittsford | NY | 10/2019 | Present |
1) 7/2022 - DBA for LPL Business (entity for LPL business) - Canal View Financial Advisors - Investment Related - Pittsford, NY 14534 2) 12/7/2022 - Specific Solutions inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/24/2022 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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