Emily Rose Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2019
  Ameriprise Financial Services, Inc.
  Pittsford, NY
• 10/2019 → Present
  Lpl Financial
  Pittsford, NY

Other Businesses

1) 7/2022 - DBA for LPL Business (entity for LPL business) - Canal View Financial Advisors - Investment Related - Pittsford, NY 14534 2) 12/7/2022 - Specific Solutions inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/24/2022 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-08-22

Other Names

• Emily Rose Saporito