Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-12 |
| TX | RA | APPROVED | 2021-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | South Gate | CA | 03/2015 | 11/2020 |
| Jp Morgan Chase Bank | South Gate | CA | 03/2012 | 11/2020 |
| Jp Morgan Chase Bank, N.A. | Culver City | CA | 11/2020 | Present |
| Jp Morgan Securities Llc | Culver City | CA | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-11 |
Reach out to this advisor