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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-01 |
| TX | RA | APPROVED_RES | 2017-08-07 |
| CA | RA | APPROVED | 2015-05-29 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
937 Tahoe Boulevard Suite 201, Incline Village, NV 89451 • United States
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Walnut Creek | CA | 03/2015 | Present |
Sunset View Cemetary Association/ investment related?:no / PO Box 187, El Cerrito, California, 94530/ Cemetery/ Member of Board of directors/ member of board that meets twice per year/ start date: 5/1/2021/ 2) Name of Business: The Guardsmen./ Address: 1016 Lincoln Blvd #205 San Francisco CA United States 94129./ Investment Related: No./Nature: The Guardsmen is a group of Bay Area men mobilizing their significant talents and resources to enhance and improve the lives of at-risk youth. This all-volunteer organization, founded in 1947, provides access to high-quality educational and outdoor activities for inner-city youth. The opportunities created through The Guardsmen's scholarship and campership programs mean that every year kids who otherwise would not have a chance at success are given the opportunity to excel as productive members of society. Sometimes that support means giving kids a chance to "just be kids," by giving them their first experience to hike, bike, or play a game of softball in the great outdoors. Sometimes that support means the difference between attending a low-performing public school, and access to a higher-quality private education and the life-changing course such an opportunity creates./ Role: Officer./ Duty: I have been asked to be Treasurer for a Non-profit that I'm currently a regular member of in San Francisco. This role is primarily focused on managing the budget for the events hosted by the group throughout the year which allows proceeds to be donated to various charities/ kids in the San Francisco Bay Area./ Start Date: 10/1/2023./ Hours Devoted: No./ Time Required: n/a
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-28 |
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