Cynthia Barbieri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD

Previous Registrations

• 2006-06-30 → 2011-07-11
  Charles Schwab & Co., Inc.
  Wayne, PA
• 2005-10-10 → 2006-05-26
  Morgan Stanley Dw Inc.
  Pittsburgh, PA

Other Businesses

I*136595 For profit or not for profit: Non-Profit Organization Name of outside business organization: Anne Arundel County CASA, Inc. Investment related: Address of business: Annapolis, Maryland 21401 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: Advisory Board Member, Start date of relationship: 3/11/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We advocate for and support abused and neglected children who are involved in juvenile court proceedings to ensure their right to safe, stable, permanent homes. My role: assist with strategic direction of the org, fundraising and budgeting.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-07

Other Names

• Cynthia Prokopovich
• Cynthia Rebecca Prokopovich
• Cynthia R Barbieri