Best Investors Account Sign in

Ariel Krystine Santana

Morgan Stanley

Claremont, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CA RA APPROVED 2019-05-06
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2019-05-06

Branch Locations

456 West Foothill Blvd, Claremont, CA 91711 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Claremont CA 01/2017 Present
Dewey, Mcdonald & Carrillo Upland CA 01/2015 01/2017
  • 01/2017 → Present
    Claremont, CA
  • 01/2015 → 01/2017
    Dewey, Mcdonald & Carrillo
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-03
  • S66 Uniform Combined State Law Examination
    2019-05-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Claremont, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor