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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
506 Sumner Ave., Humboldt, IA 50548 • United States
808 Third Ave, Sheldon, IA 51201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens State Bank | Sheldon | IA | 03/2015 | Present |
| Broker Dealer Financial Services Corp | West Des Moines | IA | 03/2015 | 10/2018 |
| Cambridge Investment Research, Inc. | Rolfe | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) KLINK LLC, 825 16TH STREET SHELDON IA, 06/2018, AS OWNER OF LLC FOR TAX LIABILITY PURPOSES. NIR, 5/WK 0/TRADING 2) RENTAL HOME OWNER, SPIRIT LAKE HI, 10/2018. NIR, 5/YR 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4) CITIZENS STATE BANK, 8108 3RD AVE SHELDON IA, 03/2014, BANK EMPLOYEE, INV REL, 20/WK 0/TRADING 5) BANK IOWA, 506 SUMNER AVE HUMBOLDT IA, 09/2017. BANK EMPLOYEE. INV REL, 20/WK 20/TRADING 6) CITIZENS INVESTMENT CENTER/BANK IOWA INVESTMENT CENTER, 808 3RD AVE SHELDON IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 3/WK 3/TRADING 7) DICKINSON COUNTY, 1802 HILL AVE SPIRIT LAKE IA, POLL WORKER ON ELECTION DAY, 11/2020, NIR, 16/YR 8/TRADING 8) STATE LINE SUPPLEMENTS (SLS), JACKSON MN 56143, 04/2023, OWNER, SUPPLEMENT SALES, NIR, 15 HR/MO 0 HR/MO TRADING 9) CITIZENS INVESTMENT CENTER, 808 3rd Ave, Sheldon IA 51201, United States, 06/01/2015, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING 10) BANK IOWA INVESTMENT CENTER, 506 Sumner Ave, Humboldt IA 51201, United States, 09/01/2017, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-24 |
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