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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-24
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED_RES
    Since 2018-10-24
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

506 Sumner Ave., Humboldt, IA 50548 • United States

808 Third Ave, Sheldon, IA 51201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens State Bank Sheldon IA 03/2015 Present
Broker Dealer Financial Services Corp West Des Moines IA 03/2015 10/2018
Cambridge Investment Research, Inc. Rolfe IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 03/2015 → Present
    Citizens State Bank
    Sheldon, IA
  • 03/2015 → 10/2018
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Rolfe, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2015-08-05 → 2018-10-20
    Investment Advisors Corp
    Sheldon, IA
Other Businesses

1) KLINK LLC, 825 16TH STREET SHELDON IA, 06/2018, AS OWNER OF LLC FOR TAX LIABILITY PURPOSES. NIR, 5/WK 0/TRADING 2) RENTAL HOME OWNER, SPIRIT LAKE HI, 10/2018. NIR, 5/YR 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4) CITIZENS STATE BANK, 8108 3RD AVE SHELDON IA, 03/2014, BANK EMPLOYEE, INV REL, 20/WK 0/TRADING 5) BANK IOWA, 506 SUMNER AVE HUMBOLDT IA, 09/2017. BANK EMPLOYEE. INV REL, 20/WK 20/TRADING 6) CITIZENS INVESTMENT CENTER/BANK IOWA INVESTMENT CENTER, 808 3RD AVE SHELDON IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 3/WK 3/TRADING 7) DICKINSON COUNTY, 1802 HILL AVE SPIRIT LAKE IA, POLL WORKER ON ELECTION DAY, 11/2020, NIR, 16/YR 8/TRADING 8) STATE LINE SUPPLEMENTS (SLS), JACKSON MN 56143, 04/2023, OWNER, SUPPLEMENT SALES, NIR, 15 HR/MO 0 HR/MO TRADING 9) CITIZENS INVESTMENT CENTER, 808 3rd Ave, Sheldon IA 51201, United States, 06/01/2015, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING 10) BANK IOWA INVESTMENT CENTER, 506 Sumner Ave, Humboldt IA 51201, United States, 09/01/2017, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-24
  • S66 Uniform Combined State Law Examination
    2015-07-24

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