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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-16 |
| NJ | RA | APPROVED | 2020-02-07 |
Branch Locations
South Amboy, NJ • United States
25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Piscataway | NJ | 03/2015 | 03/2017 |
| Massmutual Life Insurance Co | Warren | NJ | 07/2016 | Present |
| Mml Investors Services, Llc | Warren | NJ | 03/2017 | Present |
(1) NAME: KEVIN CERNUTO INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: LANDLORD START: 10/01/2021 NO HRS/MO: 3 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: MAINTAIN PROPERTY AND COLLECT RENT. (2) NAME: KEVIN CERNUTO INV REL: Y ADD: 111 LINCOLN ST, SOUTH AMBOY, NJ 08879 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/25/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-12 |
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