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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-07-20 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Davidson, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios Lp | Wheaton | IL | 03/2015 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 03/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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