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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-18 |
| AZ | RA | APPROVED | 2024-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab &Amp; Co., Inc | San Francisco | CA | 04/2016 | 08/2018 |
| Charles Schwab Bank | San Francisco | CA | 08/2017 | 08/2018 |
| Td Ameritrade, Inc. | Palo Alto | CA | 08/2018 | 07/2020 |
| Bay Street Capital Holdings | Los Altos | CA | 07/2020 | 04/2024 |
| Pacific Canyon Investments | Scottsdale | AZ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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