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Brian Scott Roth

Ubs Financial Services Inc.

Rochester, NY

New York, NY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-25
  • NY RA
    APPROVED
    Since 2024-11-25

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

New York, NY • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Pittsford NY 09/2024 Present
Morgenstern Devoesick Pllc Pittsford NY 09/2023 09/2024
Nixon Peabody Llp Rochester NY 09/2019 08/2023
Woods Oviatt Gilman Llp Rochester NY 07/2018 08/2019
Underberg & Kessler Llp Rochester NY 03/2017 06/2018
Proskauer Rose Llp New York NY 09/2016 12/2016
  • 09/2024 → Present
    Ubs Financial Services, Inc.
    Pittsford, NY
  • 09/2023 → 09/2024
    Morgenstern Devoesick Pllc
    Pittsford, NY
  • 09/2019 → 08/2023
    Nixon Peabody Llp
    Rochester, NY
  • 07/2018 → 08/2019
    Woods Oviatt Gilman Llp
    Rochester, NY
  • 03/2017 → 06/2018
    Underberg & Kessler Llp
    Rochester, NY
  • 09/2016 → 12/2016
    Proskauer Rose Llp
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25
Other Names
  • Brian Roth

View on SEC IAPD

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Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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