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Nicholas Galvani

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Hunt Valley, MD

North Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-05-16
TX RA APPROVED 2018-05-01
IL RA APPROVED 2017-08-16
  • RI RA
    APPROVED
    Since 2018-05-16
  • TX RA
    APPROVED
    Since 2018-05-01
  • IL RA
    APPROVED
    Since 2017-08-16

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

North Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
  • S66 Uniform Combined State Law Examination
    2017-08-15
Other Names
  • Nick J Galvani

View on SEC IAPD

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