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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-23
PA RA APPROVED 2016-03-21
  • TX RA
    APPROVED
    Since 2016-05-23
  • PA RA
    APPROVED
    Since 2016-03-21

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 03/2015 Present
Bank Of America, N.A. Blue Bell PA 06/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-17
  • S66 Uniform Combined State Law Examination
    2016-03-17
Other Names
  • Karen Lynne Ekker
  • Karen L Sharp

View on SEC IAPD

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