Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-19 |
| MI | RA | APPROVED | 2018-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Northville | MI | 04/2015 | 07/2018 |
| Jpmorgan Chase Bank | Northville | MI | 04/2015 | 07/2018 |
| Jpmorgan Chase Bank, N.A. | Farmington Hills | MI | 07/2018 | 06/2019 |
| Jpmorgan Securities Llc | Farmington Hills | MI | 07/2018 | 06/2019 |
| Jpmorgan Chase Bank, N.A | Livonia | MI | 06/2019 | Present |
| Jpmorgan Securities Llc | Livonia | MI | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-06 |
Reach out to this advisor