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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-09 |
Branch Locations
1600 South Main Street Suite 315, Walnut Creek, CA 94596 • United States
Tuscon, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Oakland | CA | 09/2015 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Oakland | CA | 09/2015 | 11/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2020 | Present |
| Cetera Investment Advisers Llc | San Diego | CA | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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