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Current Employers
Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-01-08
  • NH RA
    APPROVED
    Since 2016-01-08

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

278 Lafayette Road Suite 11, Building E, Portsmouth, NH 03801 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2015-10-22
  • NH RA
    APPROVED
    Since 2015-10-22

Branch Locations

278 Lafayette Rd Ste 11 Bldg E, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Portsmouth NH 04/2015 Present
Northeast Planning Associates, Inc. Portsmouth NH 01/2016 Present
Other Businesses

1. 11/01/2016 - No Business Name - Notary - Not Investment Related - At reported Business Location(s) - Start 02/10/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading. 2. 1/28/2021 - Dawn Chambers Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2018 - 4 Hours Per Month During Securities Trading. 3) 02/19/2016 - Northeast Planning Associates - Investment Related - Registered Investment Advisor - D Bedford, NH - Start Date:01/08/16 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 04/23/2015 - Northeast Planning Associates - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:3/16/15 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-21
  • S66 Uniform Combined State Law Examination
    2015-10-21
Other Names
  • Michael Riddell

View on SEC IAPD

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