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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2016-01-08 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
278 Lafayette Road Suite 11, Building E, Portsmouth, NH 03801 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2015-10-22 |
Branch Locations
278 Lafayette Rd Ste 11 Bldg E, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Portsmouth | NH | 04/2015 | Present |
| Northeast Planning Associates, Inc. | Portsmouth | NH | 01/2016 | Present |
1. 11/01/2016 - No Business Name - Notary - Not Investment Related - At reported Business Location(s) - Start 02/10/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading. 2. 1/28/2021 - Dawn Chambers Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2018 - 4 Hours Per Month During Securities Trading. 3) 02/19/2016 - Northeast Planning Associates - Investment Related - Registered Investment Advisor - D Bedford, NH - Start Date:01/08/16 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 04/23/2015 - Northeast Planning Associates - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:3/16/15 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-21 |
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