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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
3415 Greystone Drive Suite 105, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Austin | TX | 03/2015 | 07/2019 |
| Bankers Life | Austin | TX | 09/2013 | 07/2019 |
| Bankers Life Securities, Inc. | Austin | TX | 05/2016 | 07/2019 |
| Prudential Insurance Company Of America | Austin | TX | 07/2019 | Present |
| Pruco Securities, Llc. | Austin | TX | 07/2019 | 11/2024 |
| Lpl Enterprise, Llc | Austin | TX | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 12/11/2025-Treaty Oak Advisors-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/10/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-18 |
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