Keith Robert Wells

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2016
  Unemployed
  Pittsburgh, PA
• 11/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 11/2016 → 01/2021
  Equitable Advisors, Llc
  New York, NY
• 02/2021 → 06/2023
  Pruco Securities, Llc.
  Canonsburg, PA
• 02/2021 → 06/2023
  Prudential Insurance Company Of America
  Canonburg, PA
• 07/2023 → Present
  Equity Services Inc
  Pittsburgh, PA
• 09/2023 → Present
  National Life Group
  New Castle, PA

Previous Registrations

• 2021-02-22 → 2023-03-08
  Pruco Securities, Llc.
  Wexford, PA
  Canonsburg, PA
  New Castle, PA
• 2018-04-20 → 2021-01-04
  Equitable Advisors, Llc
  Pittsburgh, PA
  Wexford, PA

Other Businesses

*KEITH R WELLS,20 S. MERCER STREET, 2ND FLOOR, NEW CASTLE, PA 16101,09/07/2023,ONGOING,INV REL, DURING TRD/HRS,INSURANCE,AGENT,25%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-19
• S63 Uniform Securities Agent State Law Examination
  2016-12-13