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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-10-28 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Paradise | CA | 03/2015 | 11/2016 |
| Wells Fargo Bank, Na | Paradise | CA | 10/2013 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Paradise | CA | 11/2016 | 10/2025 |
| J.P. Morgan Securities Llc | San Francisco | CA | 10/2025 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-12 |
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