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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-31 |
Branch Locations
2025 Edison Rd Ste A, South Bend, IN 46637 • United States
3457 Portage Rd, South Bend, IN 46628 • United States
111 West Edison Rd, Mishawaka, IN 46545 • United States
210 S Michigan St, South Bend, IN 46601 • United States
2102 East Ireland Rd, South Bend, IN 46614 • United States
1614 E Day Rd, Mishawaka, IN 46545 • United States
525 S Mayflower Rd, South Bend, IN 46619 • United States
14535 State Rd 23, Granger, IN 46530 • United States
3567 E Sunrise Dr, Tucson, AZ 85718 • United States
1828 Moreau Dr, Notre Dame, IN 46556 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Bend | IN | 05/2017 | 09/2017 |
| Scottrade Inc | Granger | IN | 03/2015 | 05/2017 |
| Chase Bank | South Bend | IN | 03/2018 | 04/2018 |
| Notre Dame Federal Credit Union | South Bend | IN | 07/2018 | Present |
| Unemployed | Osceola | IN | 10/2017 | 03/2018 |
| Unemployed | Osceola | IN | 04/2018 | 07/2018 |
| Cetera Advisor Networks | El Segundo | CA | 08/2018 | 12/2018 |
| Lpl Financial Llc | South Bend | IN | 12/2018 | Present |
1. 12/4/2018 - PRIVATE MEMBER GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/2018. 2. 10/22/2019 - 'Private Member Group - Wealth Management' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/21/2019 - 160 Hours Per Month During Securities Trading. 3. 11/10/2022 - Mission Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/05/2022 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-19 |
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