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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2022-06-29 |
| PA | RA | APPROVED | 2022-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Pittsburgh | PA | 10/2014 | Present |
| Park Avenue Securities | Pittsburgh | PA | 07/2021 | Present |
1) Property Rental-Rental Property, Start date: 01/12/2001 Address: 1720 Miriam St Swissvale Pa 15218, 1 total hour per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Insurance other than Guardian- Start Date: 05/08/201 Address: 244 Blvd of the Allies Pittsburgh PA. 15222, 5 total hour per month; 5 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Swissvale Recreation Board-Planning recreation activities in the borough, Start Date: 10/25/2016 Address: Swissvale pa 15218, 4 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 4) Swissvale Zoning Board of Adjustments-Board member, Start Date: 10/25/2016, Address: Swissvale pa 15218, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) Alder Commercial Cleaning-Small commercial cleaning business, Start Date: 08/01/2020, Address: 1720 Miriam St Pittsburgh Pa , 6 total hour per month; 0 during securities trading hours, Not investment related, More than 10% annual compensation, 6) IP Transfer ,LLc/ Telecommunications - General Manager - review weekly client invoices, email invoices to clients as well verify receipt of payments by the clients. In addition, process payments to vendors and service providers. , Start: 4/01/2022, Address:1109 Dustin Drive Lady Lake Florida 32159, 20 total hours per month 0 during securities trading hours, Not Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-29 |
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