Charles William Bassing

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2015 → 01/2019
  Northwestern Mutual Investment Services Llc
  Greensboro, NC
• 07/2016 → 01/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2019 → Present
  Royal Alliance Associates
  Charlotte, NC

Other Businesses

1) PARVIEW FINANCIAL, LLC POSITION: Partner NATURE: Insurance sales. This is the marketing name I use to conduct my insurance sales through Dixon Wells. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/10/2019 ADDRESS: 310 Arlington Avenue, Suite 308, Charlotte NC 28203, United States DESCRIPTION: Insurance sales 2) BENCHMARK PROPERTIES LLP POSITION: Limited Partner NATURE: Limited partnership interest. No duties, no time during trading hours. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 6707 Old Dominion Drive, 310, McLean VA 22101, United States DESCRIPTION: None 3) PARVIEW FINANCIAL, LLC POSITION: Partner NATURE: Created the entity to use as a doing business as name. This is how I advertise and present my self to the public for my securities business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/10/2019 ADDRESS: 310 Arlington Avenue, Suite 308, Charlotte NC 28203, United States DESCRIPTION: Work with clients on financial/investment/insurance planning.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-12-14

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Charles Bassing
• Chas Bassing
• Charles Bassing