Maureen Patricia Weir

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-11
TX	RA	APPROVED_RES	2019-11-20
CT	RA	APPROVED	2017-03-13

NY RA
APPROVED

Since 2022-10-11
TX RA
APPROVED_RES

Since 2019-11-20
CT RA
APPROVED

Since 2017-03-13

Branch Locations

Bethel, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc	Windsor	CT	04/2015	Present

04/2015 → Present

Voya Financial Advisors, Inc

Windsor, CT

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 6095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/26/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Otis & Partners, LLC; No; 119 Putnam Park Rd; Bethel; CT; 06801; RENTAL PROPERTY/CONDO; Co-Owner; 12/1/2020; 5; 0; RENT PROPERTY/MAINTAIN BOOKS AND RECORDS|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-01
S63	Uniform Securities Agent State Law Examination	2015-04-09

S65 Uniform Investment Adviser Law Examination

2017-03-01
S63 Uniform Securities Agent State Law Examination

2015-04-09

Other Names

Maureen Patricia Romberg
Maureen Patricia Kozak
Maureen Weir
Maureen Patricia Weir

View on SEC IAPD