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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-03
TX RA APPROVED 2026-08-03
  • NC RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-03

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Fort Mill SC 04/2013 08/2026
Wells Fargo Advisors, Llc. Fort Mill SC 03/2015 11/2016
Wells Fargo Clearing Services, Llc Fort Mill SC 11/2016 08/2026
Janney Montgomery Scott Llc Charlotte NC 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-02
S63 Uniform Securities Agent State Law Examination 2015-05-12
  • S65 Uniform Investment Adviser Law Examination
    2015-06-02
  • S63 Uniform Securities Agent State Law Examination
    2015-05-12
Designations

View on SEC IAPD

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