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Simona Anschutz

Wells Fargo Clearing Services, LLC

Overland Park, KS

Prairie Village, KS

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-05
KS RA APPROVED 2017-12-20
  • TX RA
    APPROVED
    Since 2019-04-05
  • KS RA
    APPROVED
    Since 2017-12-20

Branch Locations

7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States

Prairie Village, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Golden CO 02/2013 Present
Wells Fargo Advisors, Llc Golden CO 03/2015 11/2016
Wells Fargo Clearing Services, Llc Golden CO 11/2016 Present
  • 02/2013 → Present
    Wells Fargo Bank, Na
    Golden, CO
  • 03/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Golden, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Golden, CO
Other Businesses

RENTAL PROPERTY, INV RELATED, KANSAS CITY, MO, 100% OWNERSHIP WITH SPOUSE, START 3/15/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-20
S63 Uniform Securities Agent State Law Examination 2015-05-12
  • S66 Uniform Combined State Law Examination
    2017-12-20
  • S63 Uniform Securities Agent State Law Examination
    2015-05-12
Other Names
  • Simona Cibotaru

View on SEC IAPD

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