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Kimberly Rochelle Custodio Contreras

Wells Fargo Clearing Services, LLC

Scotts Valley, CA

San Jose, CA

Aptos, CA

CRD 6466536

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-13
  • CA RA
    APPROVED
    Since 2021-07-13

Branch Locations

100 Kings Village Rd, Scotts Valley, CA 95066 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

7701 Soquel Dr, Aptos, CA 95003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Scotts Valley CA 03/2015 11/2016
Wells Fargo Bank, Na Scotts Valley CA 04/2011 Present
Jazzercise Inc Felton CA 06/2005 Present
Wells Fargo Clearing Services, Llc Scotts Valley CA 11/2016 Present
  • 03/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Scotts Valley, CA
  • 04/2011 → Present
    Wells Fargo Bank, Na
    Scotts Valley, CA
  • 06/2005 → Present
    Jazzercise Inc
    Felton, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Scotts Valley, CA
Other Businesses

LADY LURKERS, NOT INV RELATED, BOULDER CREEK, CA, 100% OWNERSHIP, START 7/1/2017, 20 HOURS PER MONTH, ZERO DURING TRADING, WOMEN'S SKATEBOARD BRAND

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
S63 Uniform Securities Agent State Law Examination 2015-05-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
  • S63 Uniform Securities Agent State Law Examination
    2015-05-12
Other Names
  • Kimberly Rochelle Custodio Contreras
  • Kimberly Rochelle Custodio
  • Kimberly Rochelle Contreras

View on SEC IAPD

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