Kimberly Rochelle Custodio Contreras

Wells Fargo Clearing Services, LLC

Scotts Valley, CA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-13

CA RA
APPROVED

Since 2021-07-13

Branch Locations

100 Kings Village Rd, Scotts Valley, CA 95066 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

7701 Soquel Dr, Aptos, CA 95003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Scotts Valley	CA	03/2015	11/2016
Wells Fargo Bank, Na	Scotts Valley	CA	04/2011	Present
Jazzercise Inc	Felton	CA	06/2005	Present
Wells Fargo Clearing Services, Llc	Scotts Valley	CA	11/2016	Present

03/2015 → 11/2016

Wells Fargo Advisors, Llc

Scotts Valley, CA
04/2011 → Present

Wells Fargo Bank, Na

Scotts Valley, CA
06/2005 → Present

Jazzercise Inc

Felton, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Scotts Valley, CA

Other Businesses

LADY LURKERS, NOT INV RELATED, BOULDER CREEK, CA, 100% OWNERSHIP, START 7/1/2017, 20 HOURS PER MONTH, ZERO DURING TRADING, WOMEN'S SKATEBOARD BRAND

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-12
S63	Uniform Securities Agent State Law Examination	2015-05-12

S66 Uniform Combined State Law Examination

2021-07-12
S63 Uniform Securities Agent State Law Examination

2015-05-12

Other Names

Kimberly Rochelle Custodio Contreras
Kimberly Rochelle Custodio
Kimberly Rochelle Contreras

View on SEC IAPD

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