Todd Andrew Carpenter

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Wfgia
  Murfreesboro, TN
• 01/2012 → 11/2025
  Transamerica Financial Advisors, Inc
  Cedar Rapids, IA
• 06/2026 → Present
  Senior Financial Group, Inc.
  Knoxville, TN
• 09/2019 → 07/2020
  Eden
  Robbinsville, NC
• 12/2019 → 07/2020
  Graham Star
  Robbinsville, NC
• 05/2022 → Present
  Rental Property
  Chattanooga, TN
• 11/2025 → 03/2026
  Artisan Direct
  Statesville, NC
• 03/2026 → Present
  Transamerica Financial Advisors
  Murfreesboro, TN
• 05/2026 → Present
  Pkj Holdings, Llc Dba Artisan Signs And Graphics
  Cornelius, NC

Previous Registrations

• 2012-01-06 → 2025-11-12
  Transamerica Financial Advisors, Llc
  Philadelphia, PA
  Duluth, GA
  St. Petersburg, FL
  Duluth, GA
  Johns Creek, GA
  St Petersburg, FL
  Newman, CA
  St Petersburg, FL
  Johns Creek, GA
  Cedar Rapids, IA
  Chattanooga, TN
• 2007-04-10 → 2012-01-06
  Investment Advisors International, Inc.
  Duluth, GA
• 2003-04-22 → 2007-04-04
  Transamerica Financial Advisors, Llc
  Duluth, GA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Rental property Investment Related? No 4822 Blue Bell Ave. | Ooltewah, TN Start date 5/2020 Co-owner 10 hours per month, 0 hours per day during trading. PKJ HOLDINGS, LLC DBA ARTISAN SIGNS AND GRAPHICS POSITION: District Manager NATURE: Sign Placement Advertiser INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 18335 Old Statesville Rd., Cornelius NC 28031, United States DESCRIPTION: To place roadside signs on the weekend as needed when sign placers are unable, to oversee sign placement for sign placers in the Chattanooga area, to pick up signs or deliver signs as needed, and other tasks needed by the Regional Sales Manager. SENIOR FINANCIAL GROUP, INC. POSITION: Agent / Licensee NATURE: Offers Medicare Advantage, Part D, Supplemental and Gap programs INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 10201 Parkside Drive, Knoxville TN 37922, United States DESCRIPTION: Conduct workshops and meet with individuals related to their specific Medicare needs to determine if they would benefit from a Medicare Advantage, Part D, Supplemental or Gap program. Recommend new programs and / or re-enroll individuals in subscription Medicare plans.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-16