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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-13 |
| PA | RA | APPROVED | 2018-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Exton | PA | 03/2015 | Present |
| Mml Investors Services, Llc | Exton | PA | 05/2016 | Present |
(1) Name: UFG Advisors, LLC dba UFG Advisors, Inv Rel: Y Addr: 111 E Uwchlan Ave, Exton PA 19341, Nature: LLC for pass through compensation, position: Vice President, Start date: 5/2/2024, No Hr/Mo: 3 No Hr/Mo Dur Trading: 3 Duties: Expenses related to the DBA, succession plan for UFG Advisors Team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-20 |
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