Richard Alan Maples

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → Present
  Money Concepts Advisory Services
  Palm Beach Gardens, FL
• 03/2015 → 02/2020
  Jim Poe & Associates, Inc.
  Fort Worth, TX
• 08/2014 → 02/2020
  Senior Retirement Planners
  Fort Worth, TX
• 07/2007 → Present
  A. Maples, Llc
  Fort Worth, TX
• 07/2007 → Present
  Rocking Morning Ranch, Ltd
  Fort Worth, TX
• 01/2005 → Present
  Maples Law Firm
  Fort Worth, TX
• 12/2015 → 09/2016
  Srp Alternatives, Llc
  Fort Worth, TX
• 03/2016 → 02/2020
  Trs Advisors, Llc
  Fort Worth, TX
• 05/2017 → 02/2020
  Mbl Insurance Agency D/B/A Dfw Retirement Planners
  Fort Worth, TX
• 01/2016 → 02/2020
  Jim Poe & Associates, Inc.
  Fort Worth, TX
• 02/2020 → 11/2021
  Per Stirling Capital Management, Llc
  Dallas, TX
• 11/2021 → 03/2025
  Vann Equity Management Llc
  Plano, TX
• 02/2025 → Present
  Dtn Wealth
  Forth Worth, TX

Previous Registrations

• 2021-11-22 → 2025-03-10
  Vann Equity Management Llc
  Plano, TX
• 2020-02-26 → 2021-11-12
  Per Stirling Capital Management, Llc
  Dallas, TX
  Austin, TX
• 2015-03-24 → 2020-02-18
  Jim Poe & Associates, Inc.
  Ft. Worth, TX
  Seguin, TX
• 2017-02-17 → 2020-02-18
  Trs Advisors, Llc
  Fort Worth, TX

Other Businesses

1) A. Maples, LLC - since 1995, 6387-B Camp Bowie Blvd., #446, Fort Worth, TX, 76116; Owner & Managing Member; Non-investment related, 1-10% time spent on activity during securities hrs. 2) Maples Law Firm - 6387-B Camp Bowie Blvd., #446, Fort Worth, TX, 76116; DBA for law firm; Owner & Attorney; 01/2005; spends approx. Non-investment related, 20% time spent on activity during securities hrs. 3) Rocking Morning Ranch, Ltd. since 1995- 6387-B Camp Bowie Blvd., #446, Fort Worth, TX, 76116; Ranch; Owner & Limited Partner, owns and manages a ranch used for agriculture and recreation. Non-investment related, 1-10% time spent on activity during securities hrs. 4) DTN Wealth LLC - start date 2/28/2025, salary Employee, Non-investment related, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-17

Other Names

• Alan Maples
• Baby Boy Yarbrough