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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-02
CA RA APPROVED 2016-02-16
  • TX RA
    APPROVED_RES
    Since 2025-05-02
  • CA RA
    APPROVED
    Since 2016-02-16

Branch Locations

5337 Elkhorn Blvd, Sacramento, CA 95842 • United States

4005 Manzanita Avenue, Carmichael, CA 95608 • United States

5901 Sunrise Blvd, Citrus Heights, CA 95610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden 1 Credit Union Citrus Heights CA 01/2013 Present
Lpl Roseville CA 07/2015 Present
  • 01/2013 → Present
    Golden 1 Credit Union
    Citrus Heights, CA
  • 07/2015 → Present
    Lpl
    Roseville, CA
Other Businesses

1. 07/07/15-GOLDEN 1 INVESTMENT SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ROSEVILLE,CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-12
  • S66 Uniform Combined State Law Examination
    2016-02-12

View on SEC IAPD

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