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Eric Scott Surplus

Fisher\Smb

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
  • TX RA
    APPROVED
    Since 2024-07-05

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 07/2016 06/2021
Fisher Investments Plano TX 07/2021 07/2024
Fisher Retirement Solutions Llc Plano TX 07/2024 Present
  • 07/2016 → 06/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2021 → 07/2024
    Fisher Investments
    Plano, TX
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Plano, TX
Previous Registrations
  • 2021-07-22 → 2024-07-03
    Fisher Investments
    Plano, TX
    Plano, TX
  • 2018-11-27 → 2021-07-28
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 2015-06-18 → 2015-12-07
    Edward Jones
    Tempe, AZ
    Ovilla, TX
    St Louis, MO
    Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20

View on SEC IAPD

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