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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-06-09
AZ RA APPROVED 2026-05-20
  • MA RA
    APPROVED
    Since 2026-06-09
  • AZ RA
    APPROVED
    Since 2026-05-20

Branch Locations

1230 W Washington St, Tempe, AZ 85281 • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Anthem, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Investment Management Llc Boston MA 04/2026 Present
Edward Jones St. Louis MO 04/2015 11/2019
Invesco Dallas TX 11/2019 04/2026
John Hancock Boston MA 04/2026 Present
John Hancock Investment Management Distributors Llc Boston MA 04/2026 Present
  • 04/2026 → Present
    Boston, MA
  • 04/2015 → 11/2019
    St. Louis, MO
  • 11/2019 → 04/2026
    Invesco
    Dallas, TX
  • 04/2026 → Present
    John Hancock
    Boston, MA
  • 04/2026 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
Previous Registrations
  • 2019-12-04 → 2026-04-06
    Atlanta, GA
    Dallas, TX
    Dallas, TX
  • 2015-06-18 → 2019-11-08
    Visalia, CA
    Tempe, AZ
    Clovis, CA
    St Louis, MO
    Clovis, CA
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
  • S66 Uniform Combined State Law Examination
    2015-05-29

View on SEC IAPD

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