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CRD 6465011
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-02-03 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Johnstown, PA • United States
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc | Palm Beach Gardens | FL | 08/2016 | Present |
Sale of insurance products including life, LTC and annuities through FIG Marketing at 19520 West Catawba Avenue, Ste 200 Cornelius NC 28031 KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 09/02/2016,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-22 |
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