Best Investors Account Sign in

John W. Sauber

Equitable Advisors, LLC

Troy, MI

CRD 6464799

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-06-18
  • MI RA
    APPROVED
    Since 2015-06-18

Branch Locations

880 West Long Lake Road Suite 430, Troy, MI 48098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York City NY 05/2015 06/2020
Equitable Advisors, Llc New York NY 05/2015 Present
Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITIES WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK. ADMINISTATOR OR EXECUTOR FOR COUSINS. ADMINISTRATOR OR EXECUTOR FOR PARENTS. TRUSTEE FOR AUNT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-10
  • S66 Uniform Combined State Law Examination
    2015-06-10
Other Names
  • Jack Sauber

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Troy, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor