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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-30
NY RA APPROVED 2023-06-30
TX RA APPROVED 2023-06-30
  • NJ RA
    APPROVED
    Since 2023-06-30
  • NY RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 03/2015 06/2023
Morgan Stanley Private Bank, National Association New York NY 09/2015 06/2023
Ubs Financial Services, Inc New York NY 06/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2015 Present
  • 03/2015 → 06/2023
    New York, NY
  • 09/2015 → 06/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2023 → Present
    New York, NY
  • 09/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

* 411352 - 56017 LLC; Investment related Yes; Brooklyn, NY; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); September 2020; During business hours: 0; After business hours: 1; Administrative 2) Name of Business: 5601 LLC./ Address: 5601 7 AveBrooklyn NYUnited States 11220./ Investment Related: Yes./ Nature: Rental property./ Role: Partner./ Duty: real estate rental./ Start Date: 1/11/2010./ Time Required; No. 3) Name of Business: 4111 7 Ave LLC./ Address: 4111 7 Ave Brooklyn New York United States 11220./ Investment Related: Yes./ Nature: 3 unit 1000 square feet each rental property./ Role: Partner./ Duty: as owner of rental property./ Start Date: 1/10/2011./ Time Required: No.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
  • S66 Uniform Combined State Law Examination
    2015-05-29
Other Names
  • Siu Singman

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