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Current Employers
Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-30
  • CA RA
    APPROVED
    Since 2024-01-30

Branch Locations

30101 Agoura Court Suite 205, Agoura Hills, CA 91301 • United States

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial & Tax Architects, Llc St. Louis MO 01/2024 Present
The Mia Sulak Agency, Inc. Agoura Hills CA 01/2014 Present
Other Businesses

1. THE MIA SULAK AGENCY, INC.; INVESTMENT-RELATED; AGOURA HILLS, CA; INSURANCE SALES; LIFE INSURANCE AGENT; START 01/2014; APPROXIMATELY 160 HOURS PER MONTH; APPROX 130 HOURS PER MONTH DURING TRADING HOURS; SELL LIFE INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-22
  • S65 Uniform Investment Adviser Law Examination
    2024-01-22

View on SEC IAPD

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