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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-13 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2019-04-02 |
| CT | RA | APPROVED | 2015-10-12 |
Branch Locations
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | New York | NY | 03/2015 | Present |
I*522262, Entity Type: Entity Governmental, Name of OBA: US Army Reserve, Address: Schenectady, New York 12309, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 11/01/2015, No Hours: 170, No Hours during trading: 0, Duties: Reserve component of the United States Army - the world's premier fighting force. The mission of the US Army is to fight and win our Nation's wars, by providing prompt, sustained land dominance, across the full range of military operations and the spectrum of conflict, in support of combatant commanders. I am an instructor for the Commanding General Staff Officer Course, responsible for providing world-class education to future Army leaders, advancing the art and science of the Profession of Arms in support of Army operational requirements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-09 |
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