Sydney Leigh Abraham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2019
  Calton & Associates, Inc.
  Plano, TX
• 08/2019 → 08/2023
  Calton & Associates, Inc.
  Plano, TX
• 08/2023 → Present
  Lpl Financial Llc
  Plano, TX

Previous Registrations

• 2019-08-23 → 2023-08-01
  Calton & Associates, Inc.
  Plano, TX
  Frisco, TX

Other Businesses

1) 08/01/2023 - Ledger Ladies LLC / Tax Prep/Accounting/CPA / Inv. Related - 115 N. Commerce St, Gainesville, TX 76240 - Co-Owner - 10hrs per month, 1-2 during trading hours - Perform and oversee tax preparation and accounting services - Start Date:01/15/2016 . 2) 08/01/2023 - Broad Basis, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:01/18/2022 - 150 Hrs/Mth - 7 Hrs During Trading. 3) 09/09/2025 - RH Luxe Properties LLC - Investment Related - Real Estate Rental -Dallas, TX - Start Date:07/23/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-22