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Matthew James Borja Wang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-06
NY RA APPROVED 2022-03-28
  • TX RA
    APPROVED
    Since 2022-04-06
  • NY RA
    APPROVED
    Since 2022-03-28

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2015 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2015 Present
Bank Of America, N.A. New York NY 05/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 2019-04-08
  • S66 Uniform Combined State Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    2019-04-08
Other Names
  • Matthew James Borja Wang
  • Matthew James B Wang
  • Matthew B Wang

View on SEC IAPD

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