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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-12
TX RA APPROVED 2026-03-12
  • NC RA
    APPROVED
    Since 2026-03-12
  • TX RA
    APPROVED
    Since 2026-03-12

Branch Locations

624 Village Rd Sw Ste 2, Shallotte, NC 28470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2015 03/2026
Raymond James Financial Services Inc. Shallote NC 03/2026 Present
Raymond James Financial Services Advisors Inc. Shallote NC 03/2026 Present
Previous Registrations
  • 2015-06-29 → 2026-03-13
    Wilmington, NC
    St Louis, MO
    Wilmington, NC
    Maryland Heights, MO
    Shallotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-27
  • S66 Uniform Combined State Law Examination
    2015-06-27
Other Names
  • Kristina Alister Chick

View on SEC IAPD

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