Chun Mei Zhu

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-05-18
TX	RA	APPROVED	2020-05-12

WA RA
APPROVED

Since 2020-05-18
TX RA
APPROVED

Since 2020-05-12

Branch Locations

Bellevue, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Bellevue	WA	09/2004	05/2020
Various Insurance Carriers For W & R Insurance Agencies	Bellevue	WA	10/2004	05/2020
Lpl Financial, Llc	Bellevue	WA	05/2020	Present

09/2004 → 05/2020

Waddell & Reed, Inc.

Bellevue, WA
10/2004 → 05/2020

Various Insurance Carriers For W & R Insurance Agencies

Bellevue, WA
05/2020 → Present

Lpl Financial, Llc

Bellevue, WA

Previous Registrations

2004-10-04 → 2020-05-15

Waddell & Reed

Bellevue, WA

Seattle, WA

Bellevue, WA

Bellevue, WA

Seattle, WA

Other Businesses

1. 05/12/2020 - CMZ WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BELLEVUE, WA 2. 02/20/2013 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1412 143RD AVE NE, BELLEVUE, WA 98007 3. 05/12/2020 - IDA ZHU REAL ESTATE MANAGEMENT/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1816 NE PERKINS WAY, SHORELINE, WA 98155 4. 6/29/2020 - AOCP/ CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/15/2020 - 3 Hours Per Month/0 Hours During Securities Trading. 5. 2/11/2021 - No Business Name - Not Investment Related - Located across from the 3rd chair tower of Triple 60 at Summit Snoqualmie. - Outside/W-2 Employment - Ski Instructor - Started 02/07/2021 - 16 Hours Per Month/0 Hours During Securities Trading - Mohan Skiing & Boarding - Ski Instructor on the weekend.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-01

S66 Uniform Combined State Law Examination

2004-05-01

Designations

Certified Financial Planner

Other Names

Ida Mei Zhu
Ida Zhu

View on SEC IAPD