Janet S Pittman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 03/2018 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*2180285, Entity Type: Entity For Profit, Name of OBA: Project Sparrow LLC, Address: Hobe Sound, Florida, 33455, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 07/01/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Personal holding company which owns a car and a bank account for husband's outside employment as a physician (anesthesiologist). He and I are 50/50 owners of the LLC, as recommended by our attorney. My husband is the agent for the LLC. I am a manager so have the authority to transact on behalf of the LLC as needed (ex: I facilitated purchase of the car on behalf of the LLC and transferred funds accordingly). No regular future responsibilities are expected.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-05
• S63 Uniform Securities Agent State Law Examination
  2016-02-29

Other Names

• Janet Allcorn Schroeder