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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-22
TX RA APPROVED 2018-06-07
  • FL RA
    APPROVED
    Since 2018-06-22
  • TX RA
    APPROVED
    Since 2018-06-07

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Miami FL 01/2015 06/2017
Primerica Financial Services Miami FL 05/2014 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2017 Present
Unemployed Miami FL 01/2017 06/2017
Other Businesses

I*853291 For profit or not for profit: Entity For Profit Name of outside business organization: Yong-In Tiger Tae Kwon Do Investment related: N Address of business: pembroke pines, Florida, 33029 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 5/21/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Referee, Entity is hosting a Marital Arts tournament. My participation will be as a referee. responsibilities include grading the demonstrations and keeping track of points during sparring matches.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
  • S66 Uniform Combined State Law Examination
    2018-06-04
Other Names
  • Pedro Manuel Gomez
  • Pedro Gomez
  • Pedro Manuel Gomez Correa
  • Pedro Gomez Correa

View on SEC IAPD

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