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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-22 |
| TX | RA | APPROVED | 2018-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Miami | FL | 01/2015 | 06/2017 |
| Primerica Financial Services | Miami | FL | 05/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2017 | Present |
| Unemployed | Miami | FL | 01/2017 | 06/2017 |
I*853291 For profit or not for profit: Entity For Profit Name of outside business organization: Yong-In Tiger Tae Kwon Do Investment related: N Address of business: pembroke pines, Florida, 33029 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 5/21/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Referee, Entity is hosting a Marital Arts tournament. My participation will be as a referee. responsibilities include grading the demonstrations and keeping track of points during sparring matches.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-04 |
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