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Alex Rock

Morgan Stanley

Bethesda, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-11
MD RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
  • VA RA
    APPROVED
    Since 2022-02-11
  • MD RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proshares Bethesda MD 03/2015 04/2018
Edward Jones St. Louis MO 04/2018 01/2021
Morgan Stanley Smith Barney Llc Bethesda MD 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2021 Present
  • 03/2015 → 04/2018
    Proshares
    Bethesda, MD
  • 04/2018 → 01/2021
    Edward Jones
    St. Louis, MO
  • 01/2021 → Present
    Morgan Stanley Smith Barney Llc
    Bethesda, MD
  • 03/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2018-04-16 → 2021-01-18
    Edward Jones
    Takoma Park, MD
    Washington, DC
    St Louis, MO
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-09
S63 Uniform Securities Agent State Law Examination 2015-04-20
  • S65 Uniform Investment Adviser Law Examination
    2021-02-09
  • S63 Uniform Securities Agent State Law Examination
    2015-04-20
Designations
Other Names
  • Alex Corbin Rock

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD

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