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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-01-12 |
| CA | RA | APPROVED | 2006-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 05/2000 | Present |
I*: 1722266 Entity Type: Entity For Profit - Limited Liability Company Name of OBA: TC Monarch LLC Address: Brea, CA Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 01/01/2017 Number of Hours: Number of Hours during trading: Duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-07 |
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